Darrell Van Amen - Jan 1, 2025 Form 4 Insider Report for HomeStreet, Inc. (HMST)

Signature
/s/ Godfrey B. Evans, Attorney in fact for Darrell van Amen
Stock symbol
HMST
Transactions as of
Jan 1, 2025
Transactions value $
-$16,879
Form type
4
Date filed
1/3/2025, 07:54 PM
Previous filing
Dec 18, 2024

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HMST Restricted Stock Units Options Exercise $0 -542 -100% $0.00 0 Jan 1, 2025 Common Stock 542 Direct F1, F4
transaction HMST Restricted Stock Units Options Exercise $0 -1.04K -49.98% $0.00 1.04K Jan 1, 2025 Common Stock 1.04K Direct F1, F5
transaction HMST Restricted Stock Units Options Exercise $0 -3.28K -33.33% $0.00 6.57K Jan 1, 2025 Common Stock 3.28K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F2 Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
F3 These shares are owned by the reporting person's spouse. Mr. van Amen disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F4 On January 1, 2022, the reporting person was granted 1,625 RSUs, of which 541 shares vest on January 1, 2023 and 542 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F5 On January 1, 2023, the reporting person was granted 3,130 RSUs, of which 1,043 shares vest on each of January 1, 2024 and January 1, 2025, and 1,044 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F6 On January 1, 2024, the reporting person was granted 9,849 RSUs, which shares vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.