Erik D. Hand - 01 Jan 2025 Form 4 Insider Report for HomeStreet, Inc. (HMST)

Role: EVP, Mortgage Lending Director
Signature: /s/ Godfrey B. Evans, Attorney-in-Fact for Erik D. Hand
Issuer symbol: HMST
Transactions as of: 01 Jan 2025
Net transactions value: $0
Form type: 4
Filing time: 03 Jan 2025, 19:51:52 UTC
Previous filing: 18 Dec 2024
Next filing: 04 Sep 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HMST	Common Stock	Options Exercise		+168	+3.6%		4,892	01 Jan 2025	Direct	F1
transaction	HMST	Common Stock	Options Exercise		+322	+6.6%		5,214	01 Jan 2025	Direct	F1
transaction	HMST	Common Stock	Options Exercise		+1,014	+19%		6,228	01 Jan 2025	Direct	F1
holding	HMST	Common Stock						3,165	01 Jan 2025	HomeStreet, Inc. 401(k) Savings Plan	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HMST	Restricted Stock Units	Options Exercise	$0	-168	-100%	$0.000000	0	01 Jan 2025	Common Stock	168		Direct	F1, F3
transaction	HMST	Restricted Stock Units	Options Exercise	$0	-322	-50%	$0.000000	322	01 Jan 2025	Common Stock	322		Direct	F1, F4
transaction	HMST	Restricted Stock Units	Options Exercise	$0	-1,014	-33%	$0.000000	2,028	01 Jan 2025	Common Stock	1,014		Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F2	Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(K Plan is as of January 1, 2025.
F3	On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F4	On January 1, 2023, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on January 1, 2024, January 1, 2025, and January 1, 2026, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F5	On January 1, 2024, the reporting person was granted 3,042 RSUs, of which shares vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.