| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HMST | Common Stock | Options Exercise | +1.3K | +2.6% | 51.3K | Jan 1, 2024 | Direct | F1, F2 | ||
| transaction | HMST | Common Stock | Options Exercise | +882 | +1.72% | 52.2K | Jan 1, 2024 | Direct | F1, F2 | ||
| transaction | HMST | Common Stock | Options Exercise | +1.7K | +3.26% | 53.9K | Jan 1, 2024 | Direct | F1, F2 | ||
| holding | HMST | Common Stock | 32.5K | Jan 1, 2024 | J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 | F3, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HMST | Restricted Stock Units | Award | $0 | +16.1K | $0.00 | 16.1K | Jan 1, 2024 | Common Stock | 16.1K | Direct | F1, F5 | ||
| transaction | HMST | Restricted Stock Units | Options Exercise | $0 | -1.3K | -100% | $0.00* | 0 | Jan 1, 2024 | Common Stock | 1.3K | Direct | F1, F6 | |
| transaction | HMST | Restricted Stock Units | Options Exercise | $0 | -882 | -49.97% | $0.00 | 883 | Jan 1, 2024 | Common Stock | 882 | Direct | F1, F7 | |
| transaction | HMST | Restricted Stock Units | Options Exercise | $0 | -1.7K | -33.33% | $0.00 | 3.4K | Jan 1, 2024 | Common Stock | 1.7K | Direct | F1, F8 |
| Id | Content |
|---|---|
| F1 | Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| F2 | Excludes 1,807 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person. |
| F3 | Includes 1,807 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person. |
| F4 | Mr. Michel and his spouse, Rosetta Michel, are the co-trustees and beneficiaries of the J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18, and share voting and investment power over the assets of the trust. |
| F5 | On January 1, 2024, the reporting person was granted 16,052 RSUs, of which 5,350 shares vest on January 1, 2025 and 5,351 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| F6 | On January 1, 2021, the reporting person was granted 3,905 RSUs, of which 1,301 shares vest on January 1, 2022 and 1,302 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| F7 | On January 1, 2022, the reporting person was granted 2,647 RSUs, of which 882 shares vest on each of January 1, 2023 and January 1, 2024, and 883 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| F8 | On January 1, 2023, the reporting person was granted 5,098 RSUs, of which 1,699 shares vest on each of January 1, 2024 and January 1, 2025, and 1,700 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |