Troy Harper - Jan 1, 2024 Form 4 Insider Report for HomeStreet, Inc. (HMST)

Role
EVP & CIO
Signature
/s/ Godfrey B. Evans, Attorney-in-Fact for Troy Harper
Stock symbol
HMST
Transactions as of
Jan 1, 2024
Transactions value $
$0
Form type
4
Date filed
1/3/2024, 09:24 PM
Previous filing
May 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HMST Common Stock Options Exercise +566 +3.93% 15K Jan 1, 2024 Direct F1
transaction HMST Common Stock Options Exercise +387 +2.58% 15.4K Jan 1, 2024 Direct F1
transaction HMST Common Stock Options Exercise +906 +5.9% 16.3K Jan 1, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HMST Restricted Stock Units Award $0 +8.56K $0.00 8.56K Jan 1, 2024 Common Stock 8.56K Direct F1, F2
transaction HMST Restricted Stock Units Options Exercise $0 -566 -100% $0.00* 0 Jan 1, 2024 Common Stock 566 Direct F1, F3
transaction HMST Restricted Stock Units Options Exercise $0 -387 -49.94% $0.00 388 Jan 1, 2024 Common Stock 387 Direct F1, F4
transaction HMST Restricted Stock Units Options Exercise $0 -906 -33.31% $0.00 1.81K Jan 1, 2024 Common Stock 906 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F2 On January 1, 2024, the reporting person was granted 8,564 RSUs, of which 2,854 shares vest on January 1, 2025 and 2,855 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F3 On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F4 On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F5 On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 906 shares vest on January 1, 2024 and 907 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.