Erik D. Hand - 04 May 2023 Form 4/A - Amendment Insider Report for HomeStreet, Inc. (HMST)

Role
EVP, Mortgage Lending Director
Signature
/s/ Godfrey B. Evans, Attorney-in-Fact for Erik D. Hand
Issuer symbol
HMST
Transactions as of
04 May 2023
Net transactions value
+$44,969
Form type
4/A - Amendment
Filing time
07 Jul 2023, 18:16:19 UTC
Date Of Original Report
08 May 2023
Previous filing
30 Mar 2023
Next filing
03 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HMST Common Stock Purchase $25,175 +5,000 +125% $5.04 8,991 04 May 2023 Direct F1
transaction HMST Common Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $19,794 +3,167 $6.25 3,167 05 May 2023 HomeStreet, Inc. 401(k) Savings Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.87 to $5.20, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F2 Participants in the Company 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.

Remarks:

This amendment is being filed solely to correct the number of shares owned directly and indirectly by Mr. Hand on May 5, 2023. It was previously reported that Mr. Hand purchased 3,167 shares directly on May 5, 2023, when in fact he purchased these shares indirectly through the 401(k) Plan.