Harper Troy - 01 Jan 2023 Form 4 Insider Report for HomeStreet, Inc. (HMST)

Role: EVP & CIO
Signature: /s/ Godfrey B. Evans, Attorney in fact for Troy Harper
Issuer symbol: HMST
Transactions as of: 01 Jan 2023
Net transactions value: $0
Form type: 4
Filing time: 04 Jan 2023, 19:09:37 UTC
Previous filing: 30 Mar 2022
Next filing: 30 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HMST	Common Stock	Options Exercise	$0	+566	+5.4%	$0.000000	11,142	01 Jan 2023	Direct	F1
transaction	HMST	Common Stock	Options Exercise	$0	+387	+3.5%	$0.000000	11,529	01 Jan 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HMST	Restricted Stock Units	Award	$0	+2,720		$0.000000	2,720	01 Jan 2023	Common Stock	2,720		Direct	F1, F2
transaction	HMST	Restricted Stock Units	Options Exercise	$0	-566	-50%	$0.000000	566	01 Jan 2023	Common Stock	566		Direct	F1, F3
transaction	HMST	Restricted Stock Units	Options Exercise	$0	-387	-33%	$0.000000	775	01 Jan 2023	Common Stock	387		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F2	On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 937 shares vest on January 1, 2024 and 938 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F3	On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F4	On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.