Darrell Van Amen - Jan 1, 2023 Form 4 Insider Report for HomeStreet, Inc. (HMST)

Role: EVP, Chief Investment Officer
Signature: /s/ Godfrey B. Evans, Attorney in fact for Darrell van Amen
Stock symbol: HMST
Transactions as of: Jan 1, 2023
Transactions value $: -$11,142
Form type: 4
Date filed: 1/4/2023, 07:06 PM
Previous filing: May 24, 2022
Next filing: Mar 30, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HMST	Common Stock	Options Exercise	$0	+791	+1.02%	$0.00	78.3K	Jan 1, 2023	Direct	F1
transaction	HMST	Common Stock	Tax liability	-$6.62K	-240	-0.31%	$27.58	78.1K	Jan 1, 2023	Direct	F2
transaction	HMST	Common Stock	Options Exercise	$0	+541	+0.69%	$0.00	78.6K	Jan 1, 2023	Direct	F1
transaction	HMST	Common Stock	Tax liability	-$4.52K	-164	-0.21%	$27.58	78.4K	Jan 1, 2023	Direct	F2
holding	HMST	Common Stock						3K	Jan 1, 2023	Jeanie van Amen, Mr. van Amen's spouse	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HMST	Restricted Stock Units	Award	$0	+3.13K		$0.00	3.13K	Jan 1, 2023	Common Stock	3.13K		Direct	F1, F4
transaction	HMST	Restricted Stock Units	Options Exercise	$0	-791	-50%	$0.00	791	Jan 1, 2023	Common Stock	791		Direct	F1, F5
transaction	HMST	Restricted Stock Units	Options Exercise	$0	-541	-33.29%	$0.00	1.08K	Jan 1, 2023	Common Stock	541		Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F2	Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
F3	These shares are owned by the reporting person's spouse. Mr. van Amen disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F4	On January 1, 2023, the reporting person was granted 3,130 RSUs, of which 1,043 shares vest on each of January 1, 2024 and January 1, 2025, and 1,044 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F5	On January 1, 2021, the reporting person was granted 2,373 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F6	On January 1, 2022, the reporting person was granted 1,625 RSUs, of which 541 shares vest on January 1, 2023 and 542 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.