Don Voss - 26 May 2022 Form 4 Insider Report for HomeStreet, Inc. (HMST)

Role
Director
Signature
/s/ Godfrey B. Evans, Attorney in fact for Donald R. Voss
Issuer symbol
HMST
Transactions as of
26 May 2022
Net transactions value
$0
Form type
4
Filing time
27 May 2022, 17:54:30 UTC
Previous filing
08 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HMST Common Stock Options Exercise $0 +6,974 +109% $0.000000 13,366 26 May 2022 Direct F1, F2
transaction HMST Common Stock Award $0 +270 +2% $0.000000 13,636 26 May 2022 Direct F3
holding HMST Common Stock 1,000 26 May 2022 Voss Family Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HMST Restricted Stock Units Options Exercise $0 -6,974 -100% $0.000000* 0 26 May 2022 Common Stock 6,974 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Don Voss is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents shares issued upon vesting of Restricted Stock Units ("RSU") previously issued to the Reporting Person as director compensation. The Reporting Person had elected that these RSUs vest upon his retirement from the Board, which was effective on May 26, 2022.
F2 Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F3 Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.
F4 Mr. Voss is the sole trustee for the Voss Family Trust.
F5 RSUs previously issued under the director compensation policy which vested upon the reporting person's retirement from the Board of Directors, effective May 26, 2022.