Mark K. Mason - Jan 26, 2022 Form 4 Insider Report for HomeStreet, Inc. (HMST)

Role
CEO, President, Director
Signature
/s/ Godfrey B. Evans, Attorney-in-Fact for Mark K. Mason
Stock symbol
HMST
Transactions as of
Jan 26, 2022
Transactions value $
-$167,128
Form type
4
Date filed
1/28/2022, 07:26 PM
Previous filing
Jan 4, 2022
Next filing
Mar 30, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HMST Common Stock Options Exercise $0 +14K +8.68% $0.00 175K Jan 26, 2022 Direct F1
transaction HMST Common Stock Tax liability -$167K -3.41K -1.94% $49.04 172K Jan 26, 2022 Direct F2
holding HMST Common Stock 300 Jan 26, 2022 Courtney Mason, Mr. Mason's spouse F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HMST Performance Share Units Options Exercise $0 -14K -100% $0.00* 0 Jan 26, 2022 Common Stock 14K $0.00 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU.
F2 Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs.
F3 These shares are owned by the reporting person's spouse. Mr. Mason disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F4 Each PSU represents a contingent right to receive one share of HomeStreet common stock.