Jay C. Iseman - Jan 26, 2022 Form 4 Insider Report for HomeStreet, Inc. (HMST)

Role
EVP - Chief Credit Officer
Signature
/s/ Godfrey B. Evans, Attorney-in-Fact for Jay C. Iseman
Stock symbol
HMST
Transactions as of
Jan 26, 2022
Transactions value $
-$44,970
Form type
4
Date filed
1/28/2022, 07:25 PM
Previous filing
Jan 4, 2022
Next filing
Feb 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HMST Common Stock Options Exercise $0 +3.37K +4.27% $0.00 82.3K Jan 26, 2022 Direct F1
transaction HMST Common Stock Tax liability -$45K -917 -1.11% $49.04 81.4K Jan 26, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HMST Performance Share Units Options Exercise $0 -3.37K -100% $0.00* 0 Jan 26, 2022 Common Stock 3.37K $0.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU.
F2 Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs.
F3 Each PSU represents a contingent right to receive one share of HomeStreet common stock.