Paulette Lemon - Dec 3, 2021 Form 4 Insider Report for HomeStreet, Inc. (HMST)

Role: EVP - Retail Banking Director
Signature: /s/ Godfrey B. Evans, attorney in fact for Paulette Lemon
Stock symbol: HMST
Transactions as of: Dec 3, 2021
Transactions value $: -$30,638
Form type: 4
Date filed: 12/7/2021, 05:24 PM
Next filing: Jan 4, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HMST	Common Stock	Options Exercise	$35.5K	+3.23K	+32.76%	$11.00	13.1K	Dec 3, 2021	Direct
transaction	HMST	Common Stock	Tax liability	-$66.2K	-1.33K	-10.13%	$49.93	11.8K	Dec 3, 2021	Direct
holding	HMST	Common Stock						2.4K	Dec 3, 2021	HomeStreet, Inc. 401(k) Savings Plan	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HMST	Employee Stock Option (Right To Buy)	Options Exercise	$0	-3.23K	-100%	$0.00^*	0	Dec 3, 2021	Common Stock	3.23K	$11.00	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
F2	On February 10, 2012, the reporting person was granted 9,688 stock options, which vest in three equal installments on February 10, 2013, 2014 and 2015.