Paulette Lemon - 03 Dec 2021 Form 4 Insider Report for HomeStreet, Inc. (HMST)

Role: EVP - Retail Banking Director
Signature: /s/ Godfrey B. Evans, attorney in fact for Paulette Lemon
Issuer symbol: HMST
Transactions as of: 03 Dec 2021
Net transactions value: -$30,638
Form type: 4
Filing time: 07 Dec 2021, 17:24:28 UTC
Next filing: 04 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HMST	Common Stock	Options Exercise	$35,519	+3,229	+33%	$11.00	13,086	03 Dec 2021	Direct
transaction	HMST	Common Stock	Tax liability	$66,157	-1,325	-10%	$49.93	11,761	03 Dec 2021	Direct
holding	HMST	Common Stock						2,401	03 Dec 2021	HomeStreet, Inc. 401(k) Savings Plan	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HMST	Employee Stock Option (Right To Buy)	Options Exercise	$0	-3,229	-100%	$0.000000^*	0	03 Dec 2021	Common Stock	3,229	$11.00	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
F2	On February 10, 2012, the reporting person was granted 9,688 stock options, which vest in three equal installments on February 10, 2013, 2014 and 2015.