JAY C. ISEMAN - 05 Aug 2021 Form 4 Insider Report for HomeStreet, Inc. (HMST)

Role: EVP - Chief Credit Officer
Signature: /s/ Donna M. Cochener, Attorney in fact for Jay C. Iseman
Issuer symbol: HMST
Transactions as of: 05 Aug 2021
Net transactions value: -$939,083
Form type: 4
Filing time: 09 Aug 2021, 11:07:41 UTC
Next filing: 04 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HMST	Common Stock	Options Exercise	$532,752	+48,432	+89%	$11.00	103,143	05 Aug 2021	Direct
transaction	HMST	Common Stock	Tax liability	$939,083	-24,622	-24%	$38.14	78,521	05 Aug 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HMST	Employee Stock Option (Option To Buy)	Options Exercise	$532,752	-48,432	-100%	$11.00	0	05 Aug 2021	Common Stock	48,432	$11.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On February 10, 2012, the reporting person was granted 48,432 stock options, which vest in three equal installments on February 10, 2013, 2014 and 2015.