David L. Parr - May 27, 2021 Form 3 Insider Report for HomeStreet, Inc. (HMST)

Role: EVP, DIR. OF COMM'L BANKING
Signature: /s/ Donna M. Cochener, Attorney in fact for David L. Parr
Stock symbol: HMST
Transactions as of: May 27, 2021
Transactions value $: $0
Form type: 3
Date filed: 6/9/2021, 08:50 PM
Next filing: Jan 4, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HMST	Common Stock						565	May 27, 2021	Direct
holding	HMST	Common Stock						974	May 27, 2021	HomeStreet, Inc. 401(k) Savings Plan	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HMST	Restricted Stock Units							May 27, 2021	Common Stock	2.58K		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of June 4, 2021.
F2	On March 28, 2019, the reporting person was granted 756 Restricted Stock Units ("RSUs"), of which 252 shares remain subject to vesting on March 28, 2022, and on March 28, 2020, the reporting person was granted 966 RSUs, of which 644 shares vest in equal amounts on March 28, 2022 and March 28, 2023, respectively, and on January 1, 2021, the reporting person was granted 1,683 RSUs which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F3	Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.