John F.W. Rogers - Apr 30, 2024 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Role
Executive Vice President
Signature
/s/ Beverly L. O'Toole, Attorney-in-fact
Stock symbol
GS
Transactions as of
Apr 30, 2024
Transactions value $
-$3,748,047
Form type
4
Date filed
5/2/2024, 04:06 PM
Previous filing
Jan 25, 2024
Next filing
May 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GS Common Stock, par value $0.01 per share Options Exercise +17K +26.61% 81.1K Apr 30, 2024 Direct F1
transaction GS Common Stock, par value $0.01 per share Tax liability -$3.75M -8.7K -10.73% $430.81 72.4K Apr 30, 2024 Direct F2
holding GS Common Stock, par value $0.01 per share 40.3K Apr 30, 2024 See footnote F3
holding GS Common Stock, par value $0.01 per share 21.4K Apr 30, 2024 See footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GS Performance-based Restricted Stock Units Options Exercise -17K -100% 0 Apr 30, 2024 Common Stock, par value $0.01 per share 17K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.
F2 Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.
F3 Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F4 Held by the Reporting Person's spouse.