Anna Bryson - Nov 8, 2021 Form 4 Insider Report for Doximity, Inc. (DOCS)

Role
Chief Financial Officer
Signature
/s/ Jennifer Chaloemtiarana, Attorney-in-Fact
Stock symbol
DOCS
Transactions as of
Nov 8, 2021
Transactions value $
$0
Form type
4
Date filed
11/16/2021, 04:23 PM
Previous filing
Aug 17, 2021
Next filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOCS Class A Common Stock Conversion of derivative security +29.5K +39.23% 105K Nov 8, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOCS Stock Option (Right to Buy) Options Exercise $0 -5K -16.67% $0.00 25K Nov 8, 2021 Class B Common Stock 5K $1.54 Direct F2, F3
transaction DOCS Stock Option (Right to Buy) Options Exercise $0 -2.13K -100% $0.00* 0 Nov 8, 2021 Class B Common Stock 2.13K $0.82 Direct F3, F4
transaction DOCS Stock Option (Right to Buy) Options Exercise $0 -1.33K -4.16% $0.00 30.7K Nov 8, 2021 Class B Common Stock 1.33K $2.21 Direct F3, F5
transaction DOCS Stock Option (Right to Buy) Options Exercise $0 -20K -16.68% $0.00 100K Nov 8, 2021 Class B Common Stock 20K $1.54 Direct F3, F6
transaction DOCS Stock Option (Right to Buy) Options Exercise $0 -1.05K -20.96% $0.00 3.95K Nov 8, 2021 Class B Common Stock 1.05K $1.50 Direct F3, F7
transaction DOCS Class B Common Stock Options Exercise $0 +5K $0.00 5K Nov 8, 2021 Class A Common Stock 5K Direct F3
transaction DOCS Class B Common Stock Options Exercise $0 +2.13K +42.52% $0.00 7.13K Nov 8, 2021 Class A Common Stock 2.13K Direct F3
transaction DOCS Class B Common Stock Options Exercise $0 +1.33K +18.69% $0.00 8.46K Nov 8, 2021 Class A Common Stock 1.33K Direct F3
transaction DOCS Class B Common Stock Options Exercise $0 +20K +236.58% $0.00 28.5K Nov 8, 2021 Class A Common Stock 20K Direct F3
transaction DOCS Class B Common Stock Options Exercise $0 +1.05K +3.68% $0.00 29.5K Nov 8, 2021 Class A Common Stock 1.05K Direct F3
transaction DOCS Class B Common Stock Conversion of derivative security $0 -29.5K -100% $0.00* 0 Nov 8, 2021 Class A Common Stock 29.5K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.
F2 The stock option vests as to 1/4th of the shares subject to the stock option on May 1, 2021 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on June 10, 2020.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the Issuer's initial public offering; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.
F4 The stock option vested as to 1/4th of the shares subject to the stock option on August 21, 2018 and the remaining shares vested in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on August 29, 2017 and became fully vested on August 21, 2021.
F5 The stock option vests in 48 equal monthly installments after August 21, 2021, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on September 29, 2020.
F6 The stock option vests in 48 equal monthly installments after May 1, 2020, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on June 10, 2020.
F7 The stock option vests in 48 equal monthly installments after May 15, 2019, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on May 15, 2019.