Julian Alexander McIntyre - Nov 26, 2024 Form 4 Insider Report for Arq, Inc. (ARQ)

Role
Director
Signature
/s/ Julian Alexander McIntyre
Stock symbol
ARQ
Transactions as of
Nov 26, 2024
Transactions value $
$0
Form type
4
Date filed
11/27/2024, 04:34 PM
Previous filing
Nov 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARQ Common Stock Other +3.76K +9.58% 43K Nov 26, 2024 By Markham Fuels Management Limited F1, F2
transaction ARQ Common Stock Other +33.4K +9.58% 382K Nov 26, 2024 By MWB Limited F1, F3
transaction ARQ Common Stock Other +1.35K +6.54% 21.9K Nov 26, 2024 By Stannard Limited F1, F4
holding ARQ Common Stock 37.2K Nov 26, 2024 Direct
holding ARQ Common Stock 2.77M Nov 26, 2024 By Allard Services Limited F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a special resolution, passed by the shareholders of Arq Limited on June 17, 2024 and for the purpose of effecting the wind-down of Arq Limited as contemplated by the Securities Purchase Agreement, dated February 1, 2023, by and between Arq, Inc. (f/k/a Advanced Emissions Solutions, Inc.) (the "Issuer") and Arq Limited, on November 26, 2024, Arq Limited distributed its remaining held shares of the Issuer's common stock, par value $0.001 per share, to its shareholders. The shares were distributed without the payment of any additional consideration.
F2 The shares reported on this row are held by Markham Fuels Management Limited. Julian McIntyre, a Director of the Issuer, controls Markham Fuels Management Limited and therefore may be deemed an indirect beneficial owner of the securities reported herein.
F3 The shares reported on this row are held by MWB Limited, which is controlled by Allard Services Limited. Julian McIntyre, a Director of the Issuer, controls Allard Services Limited and therefore may be deemed to be an indirect beneficial owner of the securities reported herein.
F4 The shares reported on this row are held by Stannard Limited. Mr. McIntyre's spouse controls Stannard Limited and therefore Mr. McIntyre may be deemed to be an indirect beneficial owner of the securities reported herein.
F5 The shares reported on this row are held by Allard Services Limited. Julian McIntyre, a Director of the Issuer, controls Allard Services Limited and therefore is an indirect beneficial owner of the securities reported herein.