Jeremy Blank - Nov 20, 2024 Form 4 Insider Report for Arq, Inc. (ARQ)

Role
Director
Signature
/s/ Jeremy Blank
Stock symbol
ARQ
Transactions as of
Nov 20, 2024
Transactions value $
$0
Form type
4
Date filed
11/21/2024, 04:46 PM
Previous filing
Jul 3, 2024
Next filing
Nov 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARQ Common Stock Other +4.15K +9.58% 47.4K Nov 20, 2024 By Community SPV GP LP. F1, F2
holding ARQ Common Stock 49.7K Nov 20, 2024 Direct
holding ARQ Common Stock 1.86M Nov 20, 2024 By YGF 100 LP. F3
holding ARQ Common Stock 325K Nov 20, 2024 By CF Global Credit, LP. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a special resolution, passed by the shareholders of Arq Limited on June 17, 2024 and for the purpose of effecting the wind-down of Arq Limited as contemplated by the Securities Purchase Agreement, dated February 1, 2023, by and between Arq, Inc. (f/k/a Advanced Emissions Solutions, Inc.) (the "Issuer") and Arq Limited, on November 20, 2024, Arq Limited distributed its remaining held shares of the Issuer's common stock, par value 0.001 per share, to its shareholders. The shares were distributed without the payment of any additional consideration.
F2 The shares reported on this row are held by Community SPV GP LP. Mr. Blank is the ultimate control person of Community SPV GP LP. Mr. Blank is an investor in Community SPV GP LP and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3 The shares reported on this row are held by YGF 100 LP ("YGF"). Jeremy Blank, a Director of the Issuer, is the ultimate control person of YGF. Mr. Blank is an investor in YGF and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F4 The shares reported on this row are held by CF Global Credit, LP. Jeremy Blank, a Director of the Issuer, controls the general partner of CF Global Credit, LP. Mr. Blank is an investor in CF Global Credit, LP and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.