Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ADES | Series A Convertible Preferred Stock | Disposed to Issuer | $0 | -781K | -100% | $0.00* | 0 | Jul 20, 2023 | By Allard Services Limited. | F1, F2, F3 |
transaction | ADES | Series A Convertible Preferred Stock | Disposed to Issuer | $0 | -7.61K | -100% | $0.00* | 0 | Jul 20, 2023 | By Stannard Limited. | F1, F4, F5 |
transaction | ADES | Common Stock | Award | $0 | +781K | +42.06% | $0.00 | 2.64M | Jul 20, 2023 | By Allard Services Limited | F1, F3 |
transaction | ADES | Common Stock | Award | $0 | +7.61K | +58.78% | $0.00 | 20.6K | Jul 20, 2023 | By Stannard Limited | F1, F5 |
Id | Content |
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F1 | The shares of Series A Convertible Preferred Stock converted to an equal number of shares of the Issuer's Common Stock upon the approval by the holders of the percentage of Common Stock required to approve such conversion under the applicable rules of The Nasdaq Stock Market, without the need for any action on the part of the holders of the Series A Convertible Preferred Stock. |
F2 | This amount includes 9,964 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. |
F3 | The shares reported on this row are held by Allard Services Limited. Julian McIntyre, a Director of the Issuer, controls Allard Services Limited and therefore is an indirect beneficial owner of the securities reported herein. |
F4 | This amount includes 97 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. |
F5 | The shares reported on this row are held by Stannard Limited. Mr. McIntyre's spouse controls Stannard Limited and therefore Mr. McIntyre may be deemed to be an indirect beneficial owner of the securities reported herein. |