Richard Lumb - 28 Jun 2024 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Director
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Richard Lumb
Issuer symbol
BKKT
Transactions as of
28 Jun 2024
Net transactions value
$0
Form type
4
Filing time
01 Jul 2024, 18:12:57 UTC
Previous filing
08 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +11,364 +117% $0.000000 21,065 28 Jun 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.
F2 Includes 11,364 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

Remarks:

Amount of securities reflects a 1-for-25 reverse stock split that became effective on April 29, 2024.