JOHN T. MCDONALD - 11 Sep 2025 Form 4 Insider Report for Upland Software, Inc. (UPLD)

Signature
/s/ Michael D. Hill (as attorney-in-fact for J. McDonald)
Issuer symbol
UPLD
Transactions as of
11 Sep 2025
Net transactions value
-$34,064
Form type
4
Filing time
11 Sep 2025, 17:50:04 UTC
Previous filing
17 Jun 2025
Next filing
17 Sep 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
MCDONALD JOHN T CEO, Director 900 S. CAPITAL OF TEXAS HWY, LAS CIMAS IV, SUITE 300, AUSTIN /s/ Michael D. Hill (as attorney-in-fact for J. McDonald) 11 Sep 2025 0001094792

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPLD Common Stock Sale $34,064 -14,438 -0.59% $2.36 2,452,125 11 Sep 2025 Direct F1, F2, F3
holding UPLD Common Stock 363,738 11 Sep 2025 By National Financial Services as Cust FBO J. McDonald RRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sales made to recognize general portfolio tax savings.
F2 This transaction was executed in multiple trades at prices ranging from $2.31 to $2.43. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3 Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.