Dan Doman - 13 Jun 2025 Form 4 Insider Report for Upland Software, Inc. (UPLD)

Role: Chief Product Officer
Signature: /s/ Matthew Smith (as attorney-in-fact for D. Doman)
Issuer symbol: UPLD
Transactions as of: 13 Jun 2025
Net transactions value: -$27,155
Form type: 4
Filing time: 17 Jun 2025, 16:16:12 UTC
Previous filing: 17 Mar 2025
Next filing: 17 Sep 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Doman Dan	Chief Product Officer	900 S. CAPITAL OF TEXAS HWY, LAS CIMAS IV, SUITE 300, AUSTIN	/s/ Matthew Smith (as attorney-in-fact for D. Doman)	17 Jun 2025	0001940842

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UPLD	Common Stock	Award	$0	+350,000	+83%	$0.000000	772,846	13 Jun 2025	Direct	F1
transaction	UPLD	Common Stock	Tax liability	$27,155	-14,758	-1.9%	$1.84	758,088	16 Jun 2025	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of June 16, 2025, provided that the participant continues to be a service provider through each such vesting date. Notwithstanding the foregoing, in the event of the participant's termination by the Company for any reason other than cause or if participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the restricted stock units shall become fully vested.
F2	Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

Content

The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of June 16, 2025, provided that the participant continues to be a service provider through each such vesting date. Notwithstanding the foregoing, in the event of the participant's termination by the Company for any reason other than cause or if participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the restricted stock units shall become fully vested.

Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.