Timothy Mattox - Dec 17, 2024 Form 4 Insider Report for Upland Software, Inc. (UPLD)

Role
Director
Signature
/s/ Matthew Smith (as attorney-in-fact for T. Mattox)
Stock symbol
UPLD
Transactions as of
Dec 17, 2024
Transactions value $
-$12,612
Form type
4
Date filed
12/17/2024, 05:21 PM
Previous filing
Nov 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPLD Common Stock Sale -$12.6K -2.77K -0.66% $4.56 414K Dec 17, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 2/27/2024