John T. Mcdonald - Aug 8, 2024 Form 4 Insider Report for Upland Software, Inc. (UPLD)

Role
CEO, Director
Signature
/s/ Matthew Smith (as attorney-in-fact for J. McDonald)
Stock symbol
UPLD
Transactions as of
Aug 8, 2024
Transactions value $
$196,935
Form type
4
Date filed
8/12/2024, 04:24 PM
Previous filing
Jun 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPLD Common Stock Purchase $66.6K +33.6K +12.75% $1.98 297K Aug 8, 2024 By National Financial Services as Cust FBO J. McDonald RRA F2
transaction UPLD Common Stock Purchase $130K +66.4K +22.32% $1.96 364K Aug 9, 2024 By National Financial Services as Cust FBO J. McDonald RRA F3
holding UPLD Common Stock 1.84M Aug 8, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.00, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.92 to $1.995, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.