John T. Mcdonald - Aug 8, 2024 Form 4 Insider Report for Upland Software, Inc. (UPLD)

Role: CEO, Director
Signature: /s/ Matthew Smith (as attorney-in-fact for J. McDonald)
Stock symbol: UPLD
Transactions as of: Aug 8, 2024
Transactions value $: $196,935
Form type: 4
Date filed: 8/12/2024, 04:24 PM
Previous filing: Jun 17, 2024
Next filing: Sep 17, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UPLD	Common Stock	Purchase	$66.6K	+33.6K	+12.75%	$1.98	297K	Aug 8, 2024	By National Financial Services as Cust FBO J. McDonald RRA	F2
transaction	UPLD	Common Stock	Purchase	$130K	+66.4K	+22.32%	$1.96	364K	Aug 9, 2024	By National Financial Services as Cust FBO J. McDonald RRA	F3
holding	UPLD	Common Stock						1.84M	Aug 8, 2024	Direct	F1

Showing 1 to 3 of 3 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.00, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.92 to $1.995, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.