C. Malcolm Holland - Jan 1, 2024 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Role
Chairman, CEO, President, Director
Signature
/s/ C. Malcolm Holland, III
Stock symbol
VBTX
Transactions as of
Jan 1, 2024
Transactions value $
$0
Form type
4
Date filed
1/3/2024, 07:26 PM
Previous filing
Jul 5, 2023
Next filing
Feb 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VBTX Common Stock Options Exercise $0 +10K +5.37% $0.00 196K Jan 1, 2024 Direct
transaction VBTX Common Stock Tax liability $0 -4.02K -2.05% $0.00 192K Jan 1, 2024 Direct F1
holding VBTX Common Stock 5.75K Jan 1, 2024 By The Holland III FLP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VBTX Restricted Stock Units Options Exercise $0 -10K -100% $0.00* 0 Jan 1, 2024 Common Stock 10K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 10,000 of these shares are held in the name of Pershing LLC, as custodian for Mr. Holland's personal IRA.
F2 Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
F3 In a transaction approved by a committee of the board of directors of the Company, on January 1, 2019, the reporting person was granted 50,000 RSUs subject to shareholder approval. The RSUs vest in five equal annual installments beginning January 1, 2020. On May 21, 2019, the RSUs granted to the reporting person received shareholder approval.