C. Malcolm Holland III - 01 Jan 2024 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Role: Chairman, CEO, President, Director
Signature: /s/ C. Malcolm Holland, III
Issuer symbol: VBTX
Transactions as of: 01 Jan 2024
Net transactions value: $0
Form type: 4
Filing time: 03 Jan 2024, 19:26:07 UTC
Previous filing: 05 Jul 2023
Next filing: 05 Feb 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VBTX	Common Stock	Options Exercise	$0	+10,000	+5.4%	$0.000000	196,114	01 Jan 2024	Direct
transaction	VBTX	Common Stock	Tax liability	$0	-4,023	-2.1%	$0.000000	192,091	01 Jan 2024	Direct	F1
holding	VBTX	Common Stock						5,750	01 Jan 2024	By The Holland III FLP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VBTX	Restricted Stock Units	Options Exercise	$0	-10,000	-100%	$0.000000^*	0	01 Jan 2024	Common Stock	10,000		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	10,000 of these shares are held in the name of Pershing LLC, as custodian for Mr. Holland's personal IRA.
F2	Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
F3	In a transaction approved by a committee of the board of directors of the Company, on January 1, 2019, the reporting person was granted 50,000 RSUs subject to shareholder approval. The RSUs vest in five equal annual installments beginning January 1, 2020. On May 21, 2019, the RSUs granted to the reporting person received shareholder approval.