Martin Dominic Karaba - 18 Sep 2023 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Role: Chief Banking Officer
Signature: /s/ C. Malcolm Holland, III, by power of attorney
Issuer symbol: VBTX
Transactions as of: 18 Sep 2023
Net transactions value: $0
Form type: 4
Filing time: 28 Sep 2023, 16:29:02 UTC
Previous filing: 15 Feb 2023
Next filing: 05 Feb 2024
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	VBTX	Restricted Stock Unit						20,000	18 Sep 2023	Common Stock	20,000		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
F2	The reporting person was granted 20,000 RSUs which vest in full on September 18, 2026.