C. Malcolm Holland III - 01 Feb 2023 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Signature
/s/ C. Malcolm Holland, III
Issuer symbol
VBTX
Transactions as of
01 Feb 2023
Net transactions value
-$110,437
Form type
4
Filing time
06 Feb 2023, 19:30:35 UTC
Previous filing
05 Jan 2023
Next filing
02 Mar 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VBTX Common Stock Options Exercise $0 +5,677 +3.5% $0.000000 166,085 01 Feb 2023 Direct
transaction VBTX Common Stock Tax liability $63,160 -2,203 -1.3% $28.67 163,882 01 Feb 2023 Direct
transaction VBTX Common Stock Options Exercise $0 +4,190 +2.6% $0.000000 168,072 01 Feb 2023 Direct
transaction VBTX Common Stock Tax liability $47,277 -1,649 -0.98% $28.67 166,423 01 Feb 2023 Direct
holding VBTX Common Stock 5,750 01 Feb 2023 By The Holland III FLP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VBTX Restricted Stock Units Options Exercise $0 +5,677 $0.000000 5,677 01 Feb 2023 Common Stock 5,677 Direct F1, F2
transaction VBTX Restricted Stock Units Options Exercise $0 +4,190 +100% $0.000000 8,380 01 Feb 2023 Common Stock 4,190 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a right to receive at settlement one share of common stock of the Company.
F2 The restricted stock units are subject to graded vesting over three years the vesting dates of February 1, 2022, February 1, 2023, and February 1, 2024.
F3 The restricted stock units are subject to graded vesting over three years with vesting dates of February 1, 2023, February 1, 2024 and February 1, 2025.