C. Malcolm Holland - Feb 1, 2023 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Role
Chairman, CEO, President, Director
Signature
/s/ C. Malcolm Holland, III
Stock symbol
VBTX
Transactions as of
Feb 1, 2023
Transactions value $
-$110,437
Form type
4
Date filed
2/6/2023, 07:30 PM
Previous filing
Jan 5, 2023
Next filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VBTX Common Stock Options Exercise $0 +5.68K +3.54% $0.00 166K Feb 1, 2023 Direct
transaction VBTX Common Stock Tax liability -$63.2K -2.2K -1.33% $28.67 164K Feb 1, 2023 Direct
transaction VBTX Common Stock Options Exercise $0 +4.19K +2.56% $0.00 168K Feb 1, 2023 Direct
transaction VBTX Common Stock Tax liability -$47.3K -1.65K -0.98% $28.67 166K Feb 1, 2023 Direct
holding VBTX Common Stock 5.75K Feb 1, 2023 By The Holland III FLP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VBTX Restricted Stock Units Options Exercise $0 +5.68K $0.00 5.68K Feb 1, 2023 Common Stock 5.68K Direct F1, F2
transaction VBTX Restricted Stock Units Options Exercise $0 +4.19K +100% $0.00 8.38K Feb 1, 2023 Common Stock 4.19K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a right to receive at settlement one share of common stock of the Company.
F2 The restricted stock units are subject to graded vesting over three years the vesting dates of February 1, 2022, February 1, 2023, and February 1, 2024.
F3 The restricted stock units are subject to graded vesting over three years with vesting dates of February 1, 2023, February 1, 2024 and February 1, 2025.