Jim Recer - Feb 1, 2023 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Role
Chief Banking Officer
Signature
C. Malcolm Holland
Stock symbol
VBTX
Transactions as of
Feb 1, 2023
Transactions value $
-$20,843
Form type
4
Date filed
2/6/2023, 07:29 PM
Previous filing
Mar 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VBTX Common Stock Options Exercise $0 +1.76K +68.37% $0.00 4.34K Feb 1, 2023 Direct
transaction VBTX Common Stock Tax liability -$12.3K -430 -9.91% $28.67 3.91K Feb 1, 2023 Direct
transaction VBTX Common Stock Options Exercise $0 +1.22K +31.16% $0.00 5.13K Feb 1, 2023 Direct
transaction VBTX Common Stock Tax liability -$8.51K -297 -5.79% $28.67 4.83K Feb 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VBTX Restricted Stock Unit Options Exercise $0 +1.76K $0.00 1.76K Feb 1, 2023 Common Stock 1.76K Direct F1, F2
transaction VBTX Restricted Stock Unit Options Exercise $0 +1.22K +100% $0.00 2.44K Feb 1, 2023 Common Stock 1.22K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a right to receive at settlement one share of common stock of the Company.
F2 The restricted stock units are subject to graded vesting over three years the vesting dates of February 1, 2022, February 1, 2023, and February 1, 2024.
F3 The restricted stock units are subject to graded vesting over three years with vesting dates of February 1, 2023, February 1, 2024 and February 1, 2025