Michael Clayton Riebe - Feb 4, 2022 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Signature
/s/ C. Malcolm Holland, III, by power of attorney
Stock symbol
VBTX
Transactions as of
Feb 4, 2022
Transactions value $
-$98,077
Form type
4
Date filed
3/22/2022, 04:43 PM
Previous filing
Apr 20, 2022
Next filing
Sep 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VBTX Common Stock Options Exercise $0 +5.71K +26.01% $0.00 27.7K Feb 4, 2022 Direct
transaction VBTX Common Stock Tax liability -$78K -1.96K -7.09% $39.78 25.7K Feb 4, 2022 Direct
transaction VBTX Common Stock Options Exercise $0 +1.45K +5.62% $0.00 27.2K Feb 4, 2022 Direct
transaction VBTX Common Stock Tax liability -$20K -496 -1.83% $40.38 26.7K Feb 4, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VBTX Restricted Stock Unit Options Exercise $0 +1.45K +19.67% $0.00 8.79K Feb 4, 2022 Common Stock 1.45K Direct F1, F2
transaction VBTX Restricted Stock Unit Options Exercise $0 +5.71K $0.00 3.01K Feb 4, 2022 Common Stock 5.71K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
F2 The restricted stock units are subject to graded vesting over three years with vesting dates of February 1, 2022, February 1, 2023 and February 1, 2024.
F3 On January 1, 2019, the reporting person was granted an award of 5,713 restricted stock units subject to certain terms and conditions that was not required to be reported. The number of restricted stock unitseligible for vesting was based on certain performance objectives and market conditions as of December 31, 2021 and determined on January 1, 2022. The performance objectives and market conditions were metfor the period, resulting in the eligibility for vesting of all 5,713 restricted stock units.