C. Malcolm Holland III - 01 Jan 2022 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Signature
/s/ C. Malcolm Holland, III
Issuer symbol
VBTX
Transactions as of
01 Jan 2022
Net transactions value
-$155,858
Form type
4
Filing time
04 Jan 2022, 20:22:41 UTC
Previous filing
14 Dec 2021
Next filing
20 Apr 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VBTX Common Stock Options Exercise +10,000 +7% 152,973 01 Jan 2022 Direct F1
transaction VBTX Common Stock Tax liability $155,858 -3,918 -2.6% $39.78 149,055 01 Jan 2022 Direct
holding VBTX Common Stock 5,750 01 Jan 2022 By The Holland III FLP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VBTX Restricted Stock Units Options Exercise $0 -10,000 -33% $0.000000 20,000 01 Jan 2022 Common Stock 10,000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a right to receive at settlement one share of common stock of the Company.
F2 In a transaction approved by a committee of the board of directors of the Company, on January 1, 2019, the reporting person was granted 50,000 RSUs subject to shareholder approval. The RSUs vest in five equal annual installments beginning January 1, 2020. On May 21, 2019, the RSUs granted to the reporting person received shareholder approval.