Ernest S. Rady - 29 Aug 2022 Form 4/A - Amendment Insider Report for American Assets Trust, Inc. (AAT)

Role
Chairman & CEO, Director, 10%+ Owner
Signature
/s/ Adam Wyll, Attorney-in-fact
Issuer symbol
AAT
Transactions as of
29 Aug 2022
Net transactions value
+$998,300
Form type
4/A - Amendment
Filing time
04 Oct 2022, 16:28:23 UTC
Date Of Original Report
31 Aug 2022
Previous filing
26 Aug 2022
Next filing
02 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAT Common Stock, par value $0.01 Purchase $573,200 +20,000 +0.29% $28.66 6,817,855 29 Aug 2022 By ERT F1
transaction AAT Common Stock, par value $0.01 Purchase $425,100 +15,000 +0.22% $28.34 6,832,855 30 Aug 2022 By ERT F1, F2
holding AAT Common Stock, par value $0.01 2,189,698 29 Aug 2022 By AAI F3
holding AAT Common Stock, par value $0.01 1,275,336 29 Aug 2022 By ICW F4
holding AAT Common Stock, par value $0.01 719,341 29 Aug 2022 By RF F5
holding AAT Common Stock, par value $0.01 200,000 29 Aug 2022 By EIC F6
holding AAT Common Stock, par value $0.01 100,459 29 Aug 2022 By ESRT F7
holding AAT Common Stock, par value $0.01 255,339 29 Aug 2022 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F2 This amendment to Form 4 is filed for the purpose of correcting a scrivener's error. The actual securities acquired by ERT on 8/30/22 was 15,000 shares, as opposed to the previously reported 10,000 shares.
F3 Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F4 Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F5 Represents shares held by Rady Foundation ("RF"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F6 Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F7 Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F8 Amount includes (a) 66,680 shares held by Ernest Rady IRA and (b) 188,659 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.