Ernest S. Rady - Dec 9, 2021 Form 4 Insider Report for American Assets Trust, Inc. (AAT)

Role
Chairman & CEO, Director, 10%+ Owner
Signature
/s/ Adam Wyll, Attorney-in-fact
Stock symbol
AAT
Transactions as of
Dec 9, 2021
Transactions value $
$27,292
Form type
4
Date filed
12/10/2021, 03:20 PM
Previous filing
Dec 8, 2021
Next filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAT Common Stock, par value $0.01 Award $0 +88.8K +45.39% $0.00 284K Dec 9, 2021 Direct F1, F2
transaction AAT Common Stock, par value $0.01 Purchase $27.3K +769 +0.01% $35.49 6.44M Dec 9, 2021 By ERT F3
holding AAT Common Stock, par value $0.01 1.9M Dec 9, 2021 By AAI F4
holding AAT Common Stock, par value $0.01 1.27M Dec 9, 2021 By ICW F5
holding AAT Common Stock, par value $0.01 719K Dec 9, 2021 By RF F6
holding AAT Common Stock, par value $0.01 200K Dec 9, 2021 By EIC F7
holding AAT Common Stock, par value $0.01 92.5K Dec 9, 2021 By ESRT F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.
F2 Amount includes (a) 66,680 shares held by Ernest Rady IRA and (b) 188,659 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.
F3 Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F4 Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F5 Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F6 Represents shares held by Rady Foundation ("RF"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F7 Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F8 Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.