Ernest S. Rady - May 6, 2021 Form 4 Insider Report for American Assets Trust, Inc. (AAT)

Role
Chairman, CEO & President, Director, 10%+ Owner
Signature
/s/ Adam Wyll, Attorney-in-fact
Stock symbol
AAT
Transactions as of
May 6, 2021
Transactions value $
$1,077,429
Form type
4
Date filed
5/7/2021, 04:47 PM
Next filing
May 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAT Common Stock, par value $0.01 Purchase $697K +20K +0.33% $34.84 6.16M May 6, 2021 By ERT F1
transaction AAT Common Stock, par value $0.01 Purchase $381K +10.9K +0.18% $35.01 6.17M May 7, 2021 By ERT F1
holding AAT Common Stock, par value $0.01 1.83M May 6, 2021 By AAI F2
holding AAT Common Stock, par value $0.01 1.26M May 6, 2021 By ICW F3
holding AAT Common Stock, par value $0.01 719K May 6, 2021 By RF F4
holding AAT Common Stock, par value $0.01 200K May 6, 2021 By EIC F5
holding AAT Common Stock, par value $0.01 92.5K May 6, 2021 By ESRT F6
holding AAT Common Stock, par value $0.01 253K May 6, 2021 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F2 Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F3 Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F4 Represents shares held by Rady Foundation ("RF"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F5 Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F6 Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F7 Amount includes (a) 66,680 shares held by Ernest Rady IRA and (b) 186,694 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.