Mitchell Hourtienne - 18 Sep 2023 Form 4 Insider Report for Cepton, Inc.

Role: Chief Commercial Officer
Signature: /s/: Ming Qiu, Attorney-in-Fact for Mitchell Hourtienne
Issuer symbol: N/A
Transactions as of: 18 Sep 2023
Net transactions value: $0
Form type: 4
Filing time: 19 Sep 2023, 17:01:53 UTC
Next filing: 22 Feb 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CPTN	Common Stock	Award	$0	+200,000	+73%	$0.000000	472,308	18 Sep 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Issuer awarded the Reporting Person 200,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's Common Stock, that will vest in four equal installments on November 20, 2024, November 20, 2025, November 20, 2026 and November 20, 2027, in each case subject to early termination and adjustment as provided in the applicable award agreement.

Content

The Issuer awarded the Reporting Person 200,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's Common Stock, that will vest in four equal installments on November 20, 2024, November 20, 2025, November 20, 2026 and November 20, 2027, in each case subject to early termination and adjustment as provided in the applicable award agreement.