Musk Kimbal - Nov 1, 2024 Form 4 Insider Report for Tesla, Inc. (TSLA)

Role
Director
Signature
By: Aaron Beckman, Power of Attorney For: Musk, Kimbal
Stock symbol
TSLA
Transactions as of
Nov 1, 2024
Transactions value $
-$14,767,995
Form type
4
Date filed
11/5/2024, 08:14 PM
Previous filing
Apr 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSLA Common Stock Options Exercise $371K +15K +0.93% $24.73 1.62M Nov 1, 2024 Direct F1
transaction TSLA Common Stock Sale -$2.14M -8.65K -0.53% $247.32 1.62M Nov 1, 2024 Direct F1, F2
transaction TSLA Common Stock Sale -$2.39M -9.63K -0.6% $248.17 1.61M Nov 1, 2024 Direct F1, F3
transaction TSLA Common Stock Sale -$1.81M -7.28K -0.45% $249.03 1.6M Nov 1, 2024 Direct F1, F4
transaction TSLA Common Stock Sale -$1.23M -4.89K -0.31% $250.35 1.59M Nov 1, 2024 Direct F1, F5
transaction TSLA Common Stock Sale -$2.54M -10.1K -0.63% $251.17 1.58M Nov 1, 2024 Direct F1, F6
transaction TSLA Common Stock Sale -$3.97M -15.7K -0.99% $252.26 1.57M Nov 1, 2024 Direct F1, F7
transaction TSLA Common Stock Sale -$1.04M -4.12K -0.26% $253.02 1.56M Nov 1, 2024 Direct F1, F8
transaction TSLA Common Stock Sale -$29.2K -115 -0.01% $253.78 1.56M Nov 1, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TSLA Non-Qualified Stock Option (right to buy) Options Exercise $0 -15K -4.39% $0.00 327K Nov 1, 2024 Common Stock 15K $24.73 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2024.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.705 to $247.690, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.700 to $248.690, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.700 to $249.380, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.710 to $250.700, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.710 to $251.695, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.710 to $252.700, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.720 to $253.500, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 This stock option award is a triennial equity award granted pursuant to the Issuer's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted become vested and exercisable as of each monthly anniversary following June 18, 2018, such that all shares subject to the Option were fully vested and exercisable by June 18, 2021.