Kimbal Musk - Nov 5, 2021 Form 4 Insider Report for Tesla, Inc. (TSLA)

Role
Director
Signature
By: Aaron Beckman, Power of Attorney For: Kimbal Musk
Stock symbol
TSLA
Transactions as of
Nov 5, 2021
Transactions value $
-$106,917,165
Form type
4
Date filed
11/5/2021, 09:22 PM
Next filing
Jul 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSLA Common Stock Gift $0 -25K -4.17% $0.00 575K Nov 5, 2021 Direct F1
transaction TSLA Common Stock Options Exercise $1.85M +25K +4.35% $74.17 600K Nov 5, 2021 Direct
transaction TSLA Common Stock Sale -$6.01M -4.92K -0.82% $1,223.46 595K Nov 5, 2021 Direct F2
transaction TSLA Common Stock Sale -$2.04M -1.66K -0.28% $1,224.96 593K Nov 5, 2021 Direct F3
transaction TSLA Common Stock Sale -$13.9M -11.3K -1.91% $1,225.79 582K Nov 5, 2021 Direct F4
transaction TSLA Common Stock Sale -$25.8M -21.1K -3.62% $1,226.55 561K Nov 5, 2021 Direct F5
transaction TSLA Common Stock Sale -$1.6M -1.3K -0.23% $1,227.35 560K Nov 5, 2021 Direct F6
transaction TSLA Common Stock Sale -$11.5M -9.33K -1.67% $1,229.15 550K Nov 5, 2021 Direct F7
transaction TSLA Common Stock Sale -$17.5M -14.3K -2.59% $1,229.68 536K Nov 5, 2021 Direct F8
transaction TSLA Common Stock Sale -$739K -600 -0.11% $1,230.94 535K Nov 5, 2021 Direct F9
transaction TSLA Common Stock Sale -$1.05M -850 -0.16% $1,232.45 534K Nov 5, 2021 Direct F10
transaction TSLA Common Stock Sale -$12.9M -10.5K -1.96% $1,233.08 524K Nov 5, 2021 Direct F11
transaction TSLA Common Stock Sale -$12.1M -9.81K -1.87% $1,234.32 514K Nov 5, 2021 Direct F12
transaction TSLA Common Stock Sale -$3.04M -2.46K -0.48% $1,235.11 512K Nov 5, 2021 Direct F13
transaction TSLA Common Stock Sale -$618K -500 -0.1% $1,236.62 511K Nov 5, 2021 Direct F14

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TSLA Non-Qualified Stock Option (right to buy) Options Exercise $0 -25K -12.67% $0.00 172K Nov 5, 2021 Common Stock 25K $74.17 Direct F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person gifted an aggregate 25,000 shares of the issuer's common stock to charity.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,223.060 to $1,224.000, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,224.180 to $1,225.150, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,225.190 to $1,226.180, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,226.190 to $1,227.180, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,227.220 to $1,227.580, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,228.500 to $1,229.450, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,229.500 to $1,230.200, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,230.500 to $1,231.460, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,231.770 to $1,232.750, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,232.770 to $1,233.690, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,233.870 to $1,234.860, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,234.900 to $1,235.700, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,236.340 to $1,236.890, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15 This stock option award is a triennial equity award granted pursuant to the Issuer's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary following June 18, 2018, such that all shares subject to the Option shall be fully vested and exercisable by June 18, 2021.