Terry Kohler - 07 Oct 2024 Form 4 Insider Report for OptiNose, Inc. (OPTN)

Signature
/s/ Anthony J. Krick, Attorney-in-Fact
Issuer symbol
OPTN
Transactions as of
07 Oct 2024
Net transactions value
$0
Form type
4
Filing time
07 Oct 2024, 18:40:11 UTC
Previous filing
28 Aug 2024
Next filing
26 Feb 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPTN Common Stock Award $0 +150,000 $0.000000 150,000 07 Oct 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPTN Stock Option (Right to Buy) Award $0 +675,000 $0.000000 675,000 07 Oct 2024 Common Stock 675,000 $0.7100 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of restricted stock units (RSUs). Twenty-five percent (25%) of the RSUs vest on October 7. 2025, and the balance vests in equal quarterly installments over the remaining three years of the four year period, subject to continued service with the Issuer. Each RSU represents the right to receive one share of common stock of OptiNose, Inc.
F2 The option vests and becomes exercisable over a four-year period commencing on October 7, 2024. Twenty-five percent (25%) of the option vests and becomes exercisable on October 7, 2025, and the balance vests in equal monthly installments (rounded down to the nearest whole share) over the remaining three years of the four-year period, subject to continued service with the Issuer.