Anthony J. Krick - Jul 17, 2024 Form 4 Insider Report for OptiNose, Inc. (OPTN)

Role: Chief Accounting Officer
Signature: /s/ Anthony J. Krick
Stock symbol: OPTN
Transactions as of: Jul 17, 2024
Transactions value $: -$7,803
Form type: 4
Date filed: 7/18/2024, 04:23 PM
Previous filing: Jun 20, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OPTN	Common Stock	Sale	-$7.8K	-6.85K	-4.64%	$1.14	141K	Jul 17, 2024	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted share units. This sale is mandated by the issuer's award agreement under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
F2	Includes 4,239 shares acquired under the Optinose, Inc. 2017 Employee Stock Purchase Plan on June 30, 2024 at a price of $0.92.

Content

Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted share units. This sale is mandated by the issuer's award agreement under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Includes 4,239 shares acquired under the Optinose, Inc. 2017 Employee Stock Purchase Plan on June 30, 2024 at a price of $0.92.