Steven M. Klein - 01 Feb 2023 Form 4 Insider Report for Northfield Bancorp, Inc. (NFBK)

Role
Chairman, President & CEO, Director
Signature
/s/ Steven M. Klein
Issuer symbol
NFBK
Transactions as of
01 Feb 2023
Net transactions value
-$31,389
Form type
4
Filing time
03 Feb 2023, 09:00:18 UTC
Previous filing
31 Jan 2023
Next filing
22 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NFBK Common Stock Sale $31,389 -2,158 -0.49% $14.55 436,918 01 Feb 2023 Direct F1, F2
holding NFBK Common Stock 57,616 01 Feb 2023 By 401(k) F3
holding NFBK Common Stock 44,930 01 Feb 2023 By ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NFBK Stock Options 40,000 01 Feb 2023 Common Stock 40,000 $16.89 Direct
holding NFBK Stock Options 135,000 01 Feb 2023 Common Stock 135,000 $14.76 Direct
holding NFBK Stock Options 124,004 01 Feb 2023 Common Stock 124,004 $13.13 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold by the Reporting Person to satisfy tax obligations in connection with the vesting of an equity award.
F2 The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $14.46 to $14.77, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
F3 Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.