Robert Powers - 30 Jan 2026 Form 4 Insider Report for Ocean Power Technologies, Inc. (OPTT)

Role
CFO
Signature
/s/ Robert Powers
Issuer symbol
OPTT
Transactions as of
30 Jan 2026
Net transactions value
$0
Form type
4
Filing time
30 Jan 2026, 16:15:18 UTC
Previous filing
28 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Powers Robert Patrick CFO C/O OCEAN POWER TECHNOLOGIES, INC., 28 ENGELHARD DRIVE, SUITE B, MONROE TOWNSHIP /s/ Robert Powers 30 Jan 2026 0001368073

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPTT Common Stock Award +54,013 +4.5% 1,246,727 30 Jan 2026 Direct F1, F4
transaction OPTT Common Stock Award +54,032 +4.3% 1,300,759 30 Jan 2026 Direct F2, F4
transaction OPTT Common Stock Award +173,920 +13% 1,474,679 30 Jan 2026 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPTT Restricted Stock Unit Options Exercise $0 +54,032 $0.000000 54,032 30 Jan 2026 Common Stock 54,032 Direct F2, F4
transaction OPTT Restricted Stock Unit Options Exercise $0 +173,920 $0.000000 173,920 30 Jan 2026 Common Stock 173,920 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired upon the time-based vesting of restricted stock units granted in January 2024.
F2 On January 31, 2024, the reporting person was granted 54,032 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.
F3 On January 16, 2025, the reporting person was granted 173,920 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.
F4 Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.