Philipp Stratmann - 16 Jan 2026 Form 4 Insider Report for Ocean Power Technologies, Inc. (OPTT)

Role
President and CEO, Director
Signature
/s/ Philipp Stratmann
Issuer symbol
OPTT
Transactions as of
16 Jan 2026
Net transactions value
$0
Form type
4
Filing time
21 Jan 2026, 16:05:26 UTC
Previous filing
16 Dec 2025
Next filing
28 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Stratmann Philipp President and CEO, Director C/O OCEAN POWER TECHNOLOGIES, INC., 28 ENGELHARD DRIVE, SUITE B, MONROE TOWNSHIP /s/ Philipp Stratmann 21 Jan 2026 0001869065

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPTT Common Stock Award +161,801 +13% 1,393,396 16 Jan 2026 Direct F1, F4
transaction OPTT Common Stock Award +617,508 +80% 1,393,396 16 Jan 2026 Direct F2, F4
transaction OPTT Common Stock Award +569,045 +41% 1,962,441 16 Jan 2026 Direct F3, F4
transaction OPTT Common Stock Disposed to Issuer $0 -527,846 -27% $0.000000 1,434,595 16 Jan 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPTT Restricted Stock Unit Options Exercise $0 +569,045 $0.000000 569,045 16 Jan 2026 Common Stock 569,045 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares underlying restricted stock units subject to time-based vesting in 2026 and 2027.
F2 Shares acquired upon the time-based vesting of restricted stock units granted in January 2023 and 2025.
F3 On January 16, 2025, the reporting person was granted 569,045 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.
F4 Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.