Tracy D. Pagliara - 16 Jan 2026 Form 4 Insider Report for Ocean Power Technologies, Inc. (OPTT)

Role: Senior VP and General Counsel
Signature: /s/ Tracy Pagliara
Issuer symbol: OPTT
Transactions as of: 16 Jan 2026
Net transactions value: $0
Form type: 4
Filing time: 21 Jan 2026, 16:05:19 UTC
Previous filing: 29 May 2025
Next filing: 28 Jan 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
PAGLIARA TRACY D	Senior VP and General Counsel	C/O OCEAN POWER TECHNOLOGIES, INC., 28 ENGELHARD DRIVE, SUITE B, MONROE TOWNSHIP	/s/ Tracy Pagliara	21 Jan 2026	0001184391

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OPTT	Common Stock	Award		+291,974			291,974	16 Jan 2026	Direct	F1, F2
transaction	OPTT	Common Stock	Award		+273,256	+94%		565,230	16 Jan 2026	Direct	F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OPTT	Restricted Stock Unit	Award	$0	+273,256		$0.000000	273,256	16 Jan 2026	Common Stock	273,256		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.
F2	Shares acquired upon the time-based vesting of restricted stock units granted in January 2025.
F3	On January 16, 2025, the reporting person was granted 273,256 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.