Robert Powers - 16 Jan 2026 Form 4 Insider Report for Ocean Power Technologies, Inc. (OPTT)

Role
CFO
Signature
/s/ Robert Powers
Issuer symbol
OPTT
Transactions as of
16 Jan 2026
Net transactions value
$0
Form type
4
Filing time
21 Jan 2026, 16:05:15 UTC
Previous filing
15 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Powers Robert Patrick CFO C/O OCEAN POWER TECHNOLOGIES, INC., 28 ENGELHARD DRIVE, SUITE B, MONROE TOWNSHIP /s/ Robert Powers 21 Jan 2026 0001368073

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPTT Common Stock Award +31,458 +5.4% 617,135 16 Jan 2026 Direct F1, F4
transaction OPTT Common Stock Award +278,255 +82% 617,135 16 Jan 2026 Direct F2, F4
transaction OPTT Common Stock Award +252,115 +41% 869,250 16 Jan 2026 Direct F3, F4
transaction OPTT Common Stock Disposed to Issuer $0 -103,983 -12% $0.000000 765,267 16 Jan 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPTT Restricted Stock Unit Options Exercise $0 +252,115 $0.000000 252,115 16 Jan 2026 Common Stock 252,115 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares underlying restricted stock units subject to time-based vesting in 2026 and 2027.
F2 Shares acquired upon the time-based vesting of restricted stock units granted in January 2023 and 2025.
F3 On January 16, 2025, the reporting person was granted 252,115 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.
F4 Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.