Richard Grondin - 20 Jan 2026 Form 4 Insider Report for PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)

Signature
/s/ Richard Grondin
Issuer symbol
PESI
Transactions as of
20 Jan 2026
Net transactions value
-$8.64
Form type
4
Filing time
21 Jan 2026, 09:26:00 UTC
Previous filing
15 Jul 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Grondin Richard EVP of Hanford & Int. Waste Op 8302 DUNWOODY PLACE, SUITE 250, ATLANTA, /s/ Richard Grondin 21 Jan 2026 0001819004

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PESI Common Stock Options Exercise $35,025 +5,000 +14% $7.00 39,592 20 Jan 2026 Direct F1
transaction PESI Common Stock Tax liability $35,029 -2,555 -6.5% $13.71 37,037 20 Jan 2026 Direct F1
transaction PESI Common Stock Options Exercise $23,700 +6,000 +16% $3.95 43,037 20 Jan 2026 Direct F2
transaction PESI Common Stock Tax liability $23,705 -1,729 -4% $13.71 41,308 20 Jan 2026 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PESI Stock Option Options Exercise $0 -5,000 -50% $0.000000 5,000 20 Jan 2026 Common Stock 5,000 $7.00 Direct F1, F3
transaction PESI Stock Option Options Exercise $0 -6,000 -33% $0.000000 12,000 20 Jan 2026 Common Stock 6,000 $3.95 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 20, 2026, the Reporting Person exercised the incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 5,000 shares of the Company's Common Stock at an exercise price of $7.005 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $35,025. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 2,555 shares of Common Stock ($35,025 divided by $13.71) to pay the aggregate exercise price of the option.
F2 January 20, 2026,, the Reporting Person exercised the incentive stock option granted 1/19/2023 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 6,000 shares of the Company's Common Stock at an exercise price of $3.95 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $23,700. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 1,729 shares of Common Stock ($23,700 divided by $13.71) to pay the aggregate exercise price of the option.
F3 Incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan for the purchase of up to 25,000 shares of the Company's Common Stock. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F4 Incentive stock option granted 01/19/2023 under the Company's 2017 Stock Option Plan for the purchase of up to 30,000 shares of the Company's Common Stock.The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.