Danny Robert Schoening - 07 Jan 2026 Form 4 Insider Report for Optex Systems Holdings Inc (OPXS)

Role
Director, 10%+ Owner
Signature
/s/ Roland S. Chase as attorney in fact for Danny Robert Schoening
Issuer symbol
OPXS
Transactions as of
07 Jan 2026
Net transactions value
-$782,135
Form type
4
Filing time
09 Jan 2026, 20:09:13 UTC
Previous filing
06 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SCHOENING DANNY ROBERT Director, 10%+ Owner 1420 PRESIDENTIAL DRIVE, RICHARDSON /s/ Roland S. Chase as attorney in fact for Danny Robert Schoening 09 Jan 2026 0001500558

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPXS COMMON STOCK Sale $375,594 -27,946 -3.3% $13.44 825,654 07 Jan 2026 Direct F1, F2
transaction OPXS COMMON STOCK Sale $38,143 -2,815 -0.34% $13.55 822,839 08 Jan 2026 Direct F1, F3
transaction OPXS COMMON STOCK Sale $368,398 -26,109 -3.2% $14.11 796,730 08 Jan 2026 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.1850 to $13.7500 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0600 to $13.7500 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.7600 to $14.3000 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.