| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Belizaire John | Chief Executive Officer, Director | C/O SOLUNA HOLDINGS, INC., 325 WASHINGTON AVENUE EXTENSION, ALBANY | /s/ Christopher Gandolfo, Attorney in Fact | 11 Dec 2025 | 0001891684 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SLNH | Common Stock | Tax liability | -$34.2K | -21K | -1.73% | $1.63 | 1.19M | 01 Dec 2025 | Direct | |
| transaction | SLNH | Common Stock | Award | $0 | +2.86M | +240.18% | $0.00 | 4.05M | 01 Dec 2025 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Transaction reported is a grant of 2,861,788 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on December 1, 2026, 33% on December 1, 2027, and 34% on December 1, 2028, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date. |
| F2 | On December 3, 2025, the reporting person filed a Form 4 which inadvertently reported the incorrect number of shares of common stock beneficially owned following the reported transaction. In fact, as reported in this amendment, the number of shares of common stock beneficially owned following the reported transaction was 4,053,287. |