Arlene Morris - 09 Dec 2025 Form 4 Insider Report for PALATIN TECHNOLOGIES INC (PTNT)

Role
Director
Signature
/s/ Arlene Morris, by Stephen A. Slusher, Attorney-in-Fact
Issuer symbol
PTNT
Transactions as of
09 Dec 2025
Net transactions value
$0
Form type
4
Filing time
11 Dec 2025, 17:00:19 UTC
Previous filing
02 Jul 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Morris Arlene Director PALATIN TECHNOLOGIES, INC., 11 DEER PARK DRIVE, SUITE 204, MONMOUTH JUNCTION, /s/ Arlene Morris, by Stephen A. Slusher, Attorney-in-Fact 11 Dec 2025 0001362520

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PTN Stock Option (Right to Buy) Award $0 +2,400 +213% $0.000000 3,527 09 Dec 2025 Common Stock 2,400 $21.38 Direct F1
transaction PTN Stock Option (Right to Buy) Award $0 +2,400 +68% $0.000000 5,927 09 Dec 2025 Common Stock 2,400 $21.38 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Stock Options granted under the 2011 Stock Incentive Plan, the option vests on December 9, 2026, and in the event that the director does not serve until December 31, 2026, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on January 31, 2026. The options were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of options.
F2 Stock Options granted under the 2011 Stock Incentive Plan, the option vests as to 50% on December 9, 2026 and as to the remaining 50% on December 9, 2027. The options were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of options.