| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Morris Gabriel S | CFO, Director | C/O IMMIX BIOPHARMA, INC., 11400 WEST OLYMPIC BLVD., SUITE 200, LOS ANGELES | /s/ Gabriel Morris | 10 Dec 2025 | 0001889967 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | IMMX | Common Stock | Exercise of in-the-money or at-the-money derivative security | $124,800 | +156,000 | +58% | $0.8000 | 426,844 | 08 Dec 2025 | See footnote | F1 |
| transaction | IMMX | Common Stock | Purchase | $5,067 | +770 | +0.26% | $6.58* | 291,429 | 10 Dec 2025 | Direct | |
| holding | IMMX | Common Stock | 24,141 | 08 Dec 2025 | See footnote | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | IMMX | Warrants (right to purchase) | Exercise of in-the-money or at-the-money derivative security | $0 | -96,000 | -100% | $0.000000 | 0 | 08 Dec 2025 | Common stock | 96,000 | $0.8000 | See footnote | F1, F3 |
| transaction | IMMX | Warrants (right to purchase) | Exercise of in-the-money or at-the-money derivative security | $0 | -60,000 | -100% | $0.000000 | 0 | 08 Dec 2025 | Common stock | 60,000 | $0.8000 | See footnote | F1, F3 |
| Id | Content |
|---|---|
| F1 | Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Morris disclaims beneficial ownership of the securities reported herein as held by Alwaysraise, except to the extent of his pecuniary interest therein. |
| F2 | Gabriel Morris is the Managing Partner of Alwaysraise Ventures I Investments, LLC ("Alwaysraise Ventures"), the general partner of Alwaysraise Ventures I, LP. ("AVILP") and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Morris disclaims beneficial ownership of the securities reported herein as held by AVILP, except to the extent of his pecuniary interest therein. |
| F3 | The warrants were held by Alwaysraise LLC. |