Ascend Global Investment Fund SPC - Strategic Segregated Portfolio - 04 Dec 2025 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Role
Director, 10%+ Owner
Signature
Ascend Global Investment Fund SPC for and on behalf of Strategic SP, /s/ Mulyadi Tjandra, By: Mulyadi Tjandra Title: Director
Issuer symbol
FEAM
Transactions as of
04 Dec 2025
Net transactions value
+$1,000,006
Form type
4
Filing time
08 Dec 2025, 16:30:31 UTC
Previous filing
27 Aug 2025
SEC
View on sec.gov

Reporting Owners (5)

Name Relationship Address Signature Signature date CIK
Ascend Global Investment Fund SPC - Strategic Segregated Portfolio Director, 10%+ Owner 1 KIM SENG PROMENADE #10-01 EAST TOWER, GREAT WORLD CITY, SINGAPORE Ascend Global Investment Fund SPC for and on behalf of Strategic SP, /s/ Mulyadi Tjandra, By: Mulyadi Tjandra Title: Director 08 Dec 2025 0002001144
Meridian Investments Corp 10%+ Owner 1 KIM SENG PROMENADE, #10-01 EAST TOWER, GREAT WORLD CITY, SINGAPORE Meridian Investments Corporation, /s/ Mulyadi Tjandra, By: Mulyadi Tjandra Title: Director 08 Dec 2025 0002009685
Ascend Capital Advisors (S) Pte. Ltd. 10%+ Owner 1 KIM SENG PROMENADE, #10-01 EAST TOWER, GREAT WORLD CITY, SINGAPORE Ascend Capital Advisors (S) Pte. Ltd., /s/ Mulyadi Tjandra, By: Mulyadi Tjandra Title: Director 08 Dec 2025 0002009683
Ascend Financial Holdings Ltd 10%+ Owner 1 KIM SENG PROMENADE, #10-01 EAST TOWER, GREAT WORLD CITY, SINGAPORE Ascend Financial Holdings Limited, By: Key Time Ventures Limited, Director, /s/ Lau Kar Yee, By: Lau Kar Yee, Title: Authorized Signatory 08 Dec 2025 0002009892
Susanto Halim 10%+ Owner 1 KIM SENG PROMENADE, #10-01 EAST TOWER, GREAT WORLD CITY, SINGAPORE /s/ Halim Susanto 08 Dec 2025 0002001327

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FEAM Common Stock Options Exercise $10,000,000 +2,816,346 +36% $3.55 10,646,992 04 Dec 2025 See Footnotes F1, F2
transaction FEAM Common Stock Tax liability $8,999,993 -2,282,698 -21% $3.94 8,364,294 04 Dec 2025 See Footnotes F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FEAM Warrants Options Exercise -2,816,346 -100% 0 04 Dec 2025 Common Stock 2,816,346 $3.55 See Footnotes F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Following the transactions reported herein, Ascend Global Investment Fund SPC ("Ascend Global") is the record holder of 4,298,796 shares of Common Stock and Meridian Investments Corporation ("Meridian") is the record holder of 4,065,498 shares of Common Stock.
F2 Ascend Global is the sole shareholder of Meridian, and may be deemed to share beneficial ownership of the securities held of record by Meridian. Ascend Financial Holdings Limited ("Ascend Financial") is the sole shareholder of Ascend Capital Advisors (S) Pte. Ltd., which is the sole partner of Ascend Global. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global. By virtue of his control of Ascend Financial, Mr. Susanto may also be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global under Section 13(d) of the Securities Exchange Act of 1934 (as amended) and the rules promulgated by the U.S. Securities and Exchange Commission thereunder. Mr. Susanto disclaims beneficial ownership of the securities beneficially owned by Ascend Global.
F3 The warrants are currently exercisable and will expire on March 13, 2026.
F4 The warrants were acquired pursuant to a Subscription Agreement dated January 14, 2025 among the Issuer, BEP Special Situations IV LLC, Ascend Global and Meridian.