| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| VORWERK JUSTIN J | Director | 500 WEST PUTNAM AVE SUITE 400, GREENWICH | /s/ Justin Vorwerk | 22 Sep 2025 | 0002025752 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BLTH | Common Stock | Other | $17,222 | +3,827 | +25% | $4.50 | 19,419 | 07 May 2025 | Direct | F1 |
| transaction | BLTH | Common Stock | Award | $8,874 | +1,112 | +5.7% | $7.98 | 20,531 | 23 May 2025 | Direct | F2 |
| transaction | BLTH | Common Stock | Other | $35,140 | +7,028 | +34% | $5.00 | 27,559 | 27 Aug 2025 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BLTH | Convertible Note 1, | Other | $277,312 | +1 | +100% | $277312.35 | 2 | 22 Mar 2024 | Common Stock | 67,187 | $6.35 | Direct | F4 |
| transaction | BLTH | Convertible Note 2 | Other | $12,100 | +1 | +50% | $12100.00 | 3 | 10 Feb 2025 | Common Stock | 2,932 | $6.35 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement |
| F2 | Represents shares of common stock issued as part of the annual equity grant for service as a member of the Board of Directors, pursuant to the terms of the Company's Director Compensation Agreement |
| F3 | Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement |
| F4 | Convertible note issued on 3/22/2024 in the amount of $138,084, with current principal of $277,312.35 after MFN adjustment on 10/23/2024 and subsequent maturity extensions on 4/1/2025 and 7/31/2025 Pari-Passu with other noteholders. Convertible at a 35% discount to the uplist price if the company uplists to a senior exchange. Price expected to be $6.35 per share. |
| F5 | Convertible note originally issued on 2/10/2025 in the amount of $10,000, with current principal of $12,100 after subsequent maturity extensions on 4/1/2025 and 7/31/2025 Pari-Passu with other noteholders and convertible at a 35% discount to the uplist price if the company uplists to a senior exchange. Price expected to be $6.35 per share. |