| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Vanka Krishna C | CEO and President, Director | C/O FLUX POWER HOLDINGS, INC., 2685 S. MELROSE DRIVE, VISTA, | /s/ Krishna Vanka | 17 Sep 2025 | 0001943891 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FLUX | Pre-Funded Warrant (right to buy) | Purchase | +2,582 | 2,582 | 15 Sep 2025 | Series A Convertible Preferred Stock | 2,582 | $0.001000 | Direct | F1, F2 | |||
| transaction | FLUX | Common Stock Purchase Warrant (right to buy) | Purchase | +12,150 | 12,150 | 15 Sep 2025 | Common Stock | 12,150 | $1.72 | Direct | F1, F3 |
| Id | Content |
|---|---|
| F1 | On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 2,582 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 12,150 shares of the Issuer's Common Stock. |
| F2 | The Pre-Funded Warrants are exercisable immediately from the date of issuance and expire when exercised in full. Each Pre-Funded Warrant is exercisable for 1 share of the Company's Series A Convertible Preferred Stock, which may be converted into shares of Common Stock at an initial conversion price of $2.058 as subject to adjustments. |
| F3 | The Common Warrants have an initial exercise price of $1.715 and is exercisable immediately from the date of issuance and expire 5 years from the date of issuance. |